State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
SEC Fines Vanguard $106M Over Retirement Fund Tax Issues
Investment giant Vanguard failed to properly disclose tax implications to retirement fund investors, triggering unexpected ...
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SEC Fines Vanguard for Misleading Retail Target Date Fund Investors
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...
Vanguard to Pay More Than $100 Million Over Target-Date Fund Mess
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...
Quad-City Times5h
Capitol Notebook: Ernst push to close migrant crime ‘loophole’ gains traction in Senate
Sarah’s Law was being considered as an amendment to the Laken Riley Act, which is on the Senate floor this week.
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Hoodline7h
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
SEC enforcement blitz targets 7 financial firms as Biden administration winds down
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
Vanguard to Pay $106 Million SEC Settlement Over Surprise Capital Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard fined $106 million
The Securities and Exchange Commission fined Vanguard $106 million for misrepresenting how changes to its investment requirements would impact taxes for ordinary investors.