Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

(Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds ...

Chicago Partners Investment Group LLC boosted its stake in Vanguard Short-Term Inflation-Protected Securities ETF (NASDAQ:VTIP – Free Report) by 17.7% in the fourth quarter, according to the company ...

Deroy & Devereaux Private Investment Counsel Inc. lowered its position in Vanguard Short-Term Tax-Exempt Bond ETF ...

The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...

Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...

Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...

Vanguard Group will pay $106.4-million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds ...