The regulatory organization says it wants to focus on outside activities that could potentially impact customers.

QXO, Inc. (NYSE: QXO) (the "Company" or "QXO") today announced that it has entered into purchase agreements with certain ...

Ari Emanuel converted a portion of his ownership interest in Endeavor into a cash payment of $173.8 million with Silver ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

This press release contains forward-looking statements made under the "safe harbor" provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and the U.S. Private Securities ...

The offer and sale of the securities in the private placement as described above are being made in a transaction not involving a public offering and the securities have not been registered under ...

S.D. Shibulal, a co-founder of Infosys, announced a family transaction involving Infosys shares to balance their holdings.

On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when ...