Smith Barney has hit a former adviser with a lawsuit, an arbitration claim and a restraining order, claiming that the rep improperly pursued clients and used confidential information after he resigned ...

If you’re wealthy but don’t know it, Smith Barney wants to talk to you. The Citigroup Inc. brokerage unit is targeting a client demographic it calls “Working Wealth” — successful entrepreneurs and ...

Believe it or not, it's almost a year since the “joint venture” that we know as Morgan Stanley Smith Barney closed. From this outside perspective, with knowledge gained from talking to dozens of folks ...

July 7, 2011— -- A few days ago, a friend of mine received several letters dated June 24, 2011 from Morgan Stanley Smith Barney, where he has kept brokerage accounts for himself and his children ...