Wells Fargo, SEC and Bank of America
Wells Fargo Firms, Merrill Lynch to Pay $60 Million to Settle SEC Charges
(Reuters) -Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over compliance failures, the regulator said on Friday.
SEC Settles Charges Against Bank of America, Wells Fargo Units
The units charged by the SEC consented to the entry of orders without admitting or denying the SEC's findings. Wells Fargo Clearing Services agreed to pay a civil penalty of $28 million, Wells Fargo Advisors Financial Network agreed to pay $7 million, and Merrill Lynch, Pierce, Fenner & Smith agreed to pay $25 million.
Investment adviser units of Wells Fargo & Co. and Bank of America Corp.’s Merrill shortchanged customers by funneling ...
In a report released yesterday, Mike Mayo from Wells Fargo maintained a Buy rating on Bank of America (BAC – Research Report), with a price ...
Bank of America and Morgan Stanley are next up in a series of bank earnings reports due out this week. The firms report ...
Broadly speaking, both Wells Fargo and Bank of America will cover your basic banking, but depending on the type of saver (or spender) you are, one could be a better match. What we'll cover ...
Wells Fargo & Co. (NYSE: WFC), Bank of America Corp. (NYSE: BAC) and Truist Financial Corp. (NYSE: TFC) are scheduled to ...
Bank of America said Thursday that it expected to earn between $14.5 billion and $14.6 billion of net interest income—on a ...
In a report released yesterday, Ebrahim Poonawala from Bank of America Securities reiterated a Buy rating on Wells Fargo (WFC – Research ...
JPMorgan, Wells Fargo, Goldman Sachs and Citi kicked off earnings season on Wednesday with their December-quarter results.
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