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Vanguard to Pay $106 Million in Restitution

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

The New York Times · 3h

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

planadviser.com · 56m

SEC Fines Vanguard for Misleading Retail Target Date Fund Investors

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences associated with a change in investment minimums.

2h

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

7h

Vanguard to pay $106.4 mln to settle US SEC charges, regulator says

The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over ...

Pensions&Investments7h

Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

6h

Vanguard to Pay $106.4 Million to Settle US SEC Charges, Regulator Says

(Reuters) - The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) ...

17h

Vanguard Mega Cap ETF (NYSEARCA:MGC) Stake Lowered by AdvisorNet Financial Inc

AdvisorNet Financial Inc trimmed its position in shares of Vanguard Mega Cap ETF (NYSEARCA:MGC – Free Report) by 7.8% in the ...

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